Optimism and Pessimism
© 2003 by Richard J. Eisner
I Philosophical Optimism and Pessimism
In philosophy, these terms denote the following concepts:
1. That the universe is improving and that good will ultimately triumph over evil (optimism),
or that the universe is worsening and that evil will ultimately triumph over good (pessimism);
2. That this is the best of all possible worlds (optimism), or the worst (pessimism);
3. That the good in the world outweighs the evil (optimism); or—more important—that the
evil in the world outweighs the good (pessimism); and
4. That the world is meaningless (pessimism).
The first doctrine, that the universe is
improving and that good will ultimately triumph over evil, or the reverse, has many problems. One is the definition
of universe. If we mean the entire (infinite) universe, how would we quantify its goodness or badness, or a change
in it? We might imagine one individual replicated ad infinitum, all through, and suppose the infinite universe to
contain the same proportion of happiness and unhappiness as this man. But that’s not reality. A modification in one
person’s, or one planet’s, welfare is not copied throughout. Nor even does a local variance affect the welfare of
the universe as a whole, since the addition or subtraction of a finite quantum of goodness or evil to/from an
infinite amount makes no difference. A more immediate problem, so to speak, is this. We would never have a basis
for optimism or pessimism, because we could not know whether the whole universe is getting better or worse. For
present purposes, I’ll define universe as the Earth, or mankind.
And just what does good triumphing over
evil (or the reverse) mean? Does it mean that eventually there would be all good and no bad; or merely that there
would be more good than bad? In the latter case, how much more good than evil would there be: one percent more, ten
percent? In either instance, what minimum quantum of net good is envisioned: one trillion men’s ecstacy for a year,
one man’s mild pleasure for a minute? And what form would such triumph take?; what would be its mechanism? Would
every organism become better until it’s mainly, or completely, good? (a doubtful possibility, in that few people,
let alone other organisms, continue to improve, let alone end up good; plus, even if people changed so quickly or
thoroughly, about as many worsen as improve). Or would individuals be gradually replaced with better and better ones,
until just good ones exist?; which also is questionable, as the contents of personality and character seem consistent
over time, the same variety of saints and villains, of joy and suffering, persisting for millennia. (And without the
capacity for evil [or good], would we still be human?) Or would there be a great war between good creatures and evil
creatures, with the good ones winning? In which event, would the bad ones be eliminated, imprisoned, made to become good?
An even more serious flaw, perhaps, is the
idea of an ultimate state of affairs, which implies that eventually (when good triumphs over evil, or the reverse)
such change will cease. But, as we proceed in time, at what point do we reach ultimately? “This too shall pass.” If
there are good and evil forces now, as the doctrine supposes, then, even when good defeats evil, evil forces will still
exist, if only latently. Why should we assume that they’ll never again prevail? It seems more likely that the struggle
will continue, and that sometimes good will dominate; at other times, evil. Furthermore, if the universe evolves
toward an ultimate state of good, one would think that, in all this time, it would already have arrived there, but
the doctrine’s holding that good will triumph over evil implies that it hasn’t yet done so. Finally, scientists
tell us that our cosmos will continue to physically expand, eventuating in the end of all life (and hence of all
good and evil) in the world, contrary to optimism or pessimism.
About the next philosophical doctrine;
preliminarily, it, that this is the best of all possible worlds (or the reverse), and the previous one, that the
world is improving (or the reverse), are contrary (not both can be true), for the best possible world could not be improved.
That this is the best possible world is
essentially a religious notion. According to the Oxford Companion to Philosophy, “Leibniz’s metaphysical optimism is
based on his rationalistic theology. From the ontological argument, he knows that God, the most perfect being, exists;
and such a being must have created the best of all possible worlds; hence this must be that world. Imperfections are
explained as necessary for this richest compossible whole—just as shadows are required by a picture to give form to the
light and color.”
The unsoundness of Leibniz’s argument stems
largely from his equation of perfection with goodness (best means the most good). The two concepts are distinct:
perfection being a matter of completion; goodness, of degree. Even in actual entities, goodness and perfection do
not always coincide. A work of art may be less nearly perfect than another, yet greater. A thing may be perfect,
but bad, like a perfect virus or poison, which is harmful to man. If Leibniz’s idea is that a creature is like its
creator; what follows therefrom is that a perfect creator’s products would be (like their creator) perfect, not
necessarily good or great.
As to imperfections being consistent with,
even necessary for, the best compossible whole, as shadows are necessary to a painting; several points. To begin with,
shadows in paintings are not imperfections. But Leibniz acknowledges that the world contains imperfections. So the
question is: If God is perfect, why should His creation be imperfect? Additionally, the world’s imperfections may
not be distributed quite as Leibniz assumes (for man’s benefit). Perhaps this best possible galaxy encompasses
certain bad planets, and Earth is one of them.
And why does good require evil? Unlike
red paint pigment, say, which, when added to blue, produces another beautiful color (purple); unhappiness does not
enhance happiness or yield some other desirable entity, but instead only detracts. A person may live the first half
of his life in pleasure, but then, due to some misfortune, live the second half in sorrow. Why, for a man to enjoy
his delight, he must later pay for it with grief; or why, for some men to be happy, others must be miserable, Leibniz
does not explain. Put another way, to explore whether this is the best possible world, a person might simply ask himself
whether this is the best possible life he could live, or have lived (which question the great majority of people would
answer, “No!”).
The most fundamental problem, though,
with this thesis is that, since happiness and goodness are matters of degree, however happy we are, we could
theoretically be happier; any given state of affairs could be better. Hence, not only is this not the best possible
world, but, further, there can be no best possible world.
The second half of the third doctrine
(that the evil in the world outweighs the good) and the fourth doctrine (that the world is meaningless) compose
the pessimistic philosophy of Arthur Schopenhauer. At the heart of Schopenhauer’s thesis is the notion that men
are mere manifestations of a more elemental and significant life force, the Will, whose overriding motive is to
survive. The world is bad, since man’s urge to survive keeps him in a constant state of desire, which, being only
occasionally and briefly satisfied, yields mainly frustration and suffering. Schopenhauer argues that the world
is meaningless because of the nonexistence of God, who would give meaning by imposing rules for our conduct and
a purpose for our lives. The two concepts, I think, are interrelated, in that some suffer partly because they
know their lives are meaningless; and our lives are meaningless in part because, like lower animals, we survive
just to survive. Moreover, if life is meaningless, so is our suffering.
Schopenhauer purports to offer a minor bit of
consolation. We regret death because the finitude and shortness of our life contributes to its meaninglessness, and
our awareness of our impending demise adds to our misery. But Schopenhauer suggests that we should consider that we
do not die, since that which is real in us, of which we are a part, the Will, continues, and therein we each live on
as well. As Professor Robert Solomon paraphrases Schopenhauer:
“Death has no significance, either, in a world of Will without purpose. The death of the individual is an
illusion. The Will itself lives on.”
I shall address initially Schopenhauer’s
concept of the Will. A less extreme, more subtle version of this thesis is the idea, as Nietzsche puts it,
that “ultimately we are all one.” To be, however, in the sole sense relevant to humans, is to be conscious. And
consciousness occurs strictly on the individual level. Just individuals—no larger or smaller units—are aware. There
is no awareness on the part of the universe, or even of society, as a whole. When you are not consciousness, there
is no you (you do not exist) in any relevant sense. And when you die, you will not come again. If we are all one,
and, even when we die, we nonetheless continue on in the lives of those who live after us; then, if one day all life
suddenly came to a permanent end, would that event have any meaning for us personally?! Would we feel a sense of
tragedy, of loss?! Would we turn over in our graves?! (No.) There’s a popular misconception that we are unified (“all one”)
in life, but separate (each person an “eternal soul”) in death. But reality is the opposite: in death we are all one, part
of the undifferentiated mass of nonexistence, the void; whereas, in life we’re distinct—individual conscious beings. Ergo,
the notion of a life entity separate from, let alone more significant than, individual men is a fiction. Life is
living organisms: no more, no less.
And I believe most people instinctively
concur with my latter perspective. While Schopenhauer is probably right that we tend to view death as negative, I
think people by and large sense that they live on after their deaths, not in “being one with the universe,” but
rather in leaving behind something of themselves individually, in making a lasting distinctive contribution to
society. The common man’s contribution thus is in the form of (his own) children; a more fortunate few leave their
mark on the world through artifacts, like scientific discoveries, inventions, or works of art. So the importance
to us of humanity continuing after us is not as a continuation of ourselves, per se, but as a receptacle, so to speak,
for our societal contributions; in the case of an artist, for example, as a continuing audience for his work.
But what about Schopenhauer’s pessimistic
view that life is unhappy and meaningless? First, as to the role of death; though we may feel death is undesirable,
why should it affect either the preponderance of suffering, or life’s meaningfulness? Personally, and I suspect it’s
true for most people, my joy and pain have little to do with concern for my longevity, but instead with events and
circumstances of, and prospects for, what life I have, regardless of its length. In fact, it would seem that all
that the perpetuation of our lives would accomplish in this regard is the extension of existing patterns of satisfaction
and dissatisfaction, so that, really, for the most part, that individuals die is a blessing rather than a curse,
saving unhappy men from a living hell. Likewise, it’s not death which makes life meaningless. If a man’s life were
meaningful without death, would not his first fifty years be meaningful . . . so that if he were to die at that
point, his fifty-years-long life would still have been meaningful? If not, after how many years would a person’s
life become meaningful—two hundred, three hundred, a thousand? More to the point, perhaps, if a finite life is
meaningless; then, even without death, life would still be meaningless, for, at any given moment, you have lived
only finitely long—you never reach a time when you’ve lived infinitely long; so in this sense a man’s life is
necessarily always finite.
Nor do I see why our drives’ being
insatiable (or, more accurately, recurrent) should condemn man to unhappiness or make life meaningless. Some
humans are happy, and they are no less subject to recurrent drives than unhappy men. Indeed, from one point of
view, it’s the very existence of desire which gives life zest. If variety is the spice of life, desire is its
very meat. Youth, which most people prefer to age, is often spoken of as quintessentially a time of appetite,
especially that for love. Life without desire would seem the height of meaninglessness.
Nonetheless, the questions remain: Is
life meaningless? Is life mainly suffering?
II General Comments on Philosophical Optimism and Pessimism
These remaining queries can best be dealt with in a broader context. As to meaning, I believe that life is
meaningless, but for a reason more fundamental than, and having nothing to do with, God’s existence or nonexistence:
namely, the impossibility of intrinsic value. But why should this truth be the basis of Pessimism? Though we could
define pessimism (or optimism) so as to connect with any number of doctrines; nonetheless, even philosophical
pessimism and optimism inevitably share a sense of their common meanings, which are a gloomy or a cheerful outlook or
mood. Thus, concerning life’s meaning, the question is, why should life’s meaninglessness make us unhappy? To
answer this, we should distinguish between the intellectual and the emotional senses of meaning. On one hand,
there is the (intellectual) conclusion or proposition that life is meaningful, or meaningless, as the case may
be; on the other hand, there is the feeling that one’s life is meaningful, or meaningless. And the two
(the proposition and the emotion) are mutually independent. Although I believe (as a matter of abstract truth,
as I believe twice two is four) that life is meaningless; I feel as if my life is meaningful, and I’m filled
with a strong sense of purpose (to write). There is no reason why the abstract proposition that life is meaningless
should be characterized as gloomy. I, myself, find the notion downright liberating (though admittedly mine is a
special case, in that, having discovered intrinsic value’s impossibility, the centerpiece of my philosophy, life’s
meaninglessness is a matter of pride of authorship, and thus, for me, a source of jubilance).
The answer to the question whether the world
is predominantly happy or unhappy, good or bad, is similar to the answer to whether we’re “all one.” Life, the world, is
not in general good or bad, happy or unhappy. The goodness or badness of life takes place on an individual basis. One
man’s life may be good, another’s not so good. And that judgment is subjective. I may envy the life of another person,
who may himself feel he is very unfortunate.
It therefore seems to me that optimism and
pessimism are not even proper subjects of philosophy (I am writing about them just to criticize the work of other
philosophers in this regard). Because optimism and pessimism are less judgments about the world than projections of a
man’s own mood, probably reflecting his feelings about his own life; to philosophize thus is to commit the errors of
making objective what is essentially subjective, and of making matters of emotion into matters of thought. To announce
oneself an optimist or a pessimist is no more, in effect, than to say, “I feel good” or “I feel bad.” One man
exclaims, “Good morning!,” and his affirmation truly reflects his mood. This is hardly something upon which to
erect a philosophical doctrine.
III Personal Reflections on Optimism and Pessimism
● Even though optimism and pessimism are to a large extent simply
moods; nonetheless, talk of optimism or pessimism seems to prompt the question: optimistic or pessimistic about what? Of
course, an optimistic feeling may be linked to a wide variety of specific issues—the prospect that traffic will be light
for your trip home, that you’ll enjoy your dinner tonight, and so forth. But it would seem that a more abiding sense of
optimism or pessimism pertains to our deepest wishes. Which in turn suggests the inquiry, what do you truly desire? For
my own part, if I could somehow magically construct the world, or a world, not from a sense of obligation, but just for
my own satisfaction, what would that world look like? What would it mean for all my wishes, or my deepest wish, for
myself, to come true? If I could have anything at all, I suppose I would wish to live forever, never unhappy, but
constantly infinitely happy. But this must be rephrased, for, again, there is no such thing as living forever, since
you never reach infinity, nor, I believe, could a single consciousness experience infinite happiness. So I would
restate it thus: to continue to live and never die; and never be unhappy. On the first day, I would be, continuously,
as happy as I was at the happiest moment in my life until then. Each successive day I would be twice as happy as the
day before. But even this is pure fantasy; it could not actually happen. Let me, then, come down one (more) level, as
it were, and confine myself to what’s actually possible. Here I would wish to have written work with which I’m
satisfied, and for which I receive due recognition from the world, that I be (rightly) admired as one of the
greatest writers and philosophers; that, after my death, people remain about as intelligent as they are now, and
no greater philosopher ever arise to eclipse me. . . . My mood is, in fact, largely associated with such thoughts.
I’m happiest when I feel good about my creative work, as when I’ve just produced a piece that I’m proud of, when
someone praises my writing, when I feel more hopeful somehow about my work surviving and achieving fame.
But I wonder. If Earth did not exist,
and I were alone in a void, what would I wish for then? Would I want to create a planet such as this one, and start
a race of creatures just like human beings, with exactly their current range of intelligence and all their other
now-existing traits, speaking a language like English . . . so that I could be admired by them for my writing? Or
would I think this quite arbitrary, and wish for something wholly different? I suppose, from a cosmic point of
view, our desires are quite provincial. We take the particular circumstances in which we happen to find ourselves
and wish simply for a more advantageous position within them. If I were a monkey, I might wish merely to be the
dominant monkey in my group, to be respected by my fellow apes, and be able to have sex, or to mate, with as many
of the (female) other monkeys as I desired.
● I recently heard of a study which found that optimism favors,
and pessimism disfavors, success. (The study seemed to divide the world into the two groups: optimists and pessimists,
taking no account of a middle group of people who are not particularly optimistic or pessimistic.) Several reasons
occur to me to explain this outcome. One possible reason is that, in a sense, optimism and pessimism are self-fulfilling
prophecies. If it’s more likely that you’ll live long, it makes sense, it’s prudent, more often, as a course of action,
to sacrifice short-run advantage for long-run benefit; and, if you’re optimistic, you’ll probably be more optimistic
about your longevity, and so you’ll have a greater tendency to act accordingly, in furtherance of your longer-term
welfare, which actions ipso facto enhance the probability of long-term survival and well-being.
In addition, optimism is a more pleasant
feeling than pessimism. And greater happiness conduces to (and/or consists in) greater energy; and greater energy in
turn helps do work, and work (which produces such benefits as higher wages) enhances the length and quality of life.
And, like physical pain, unhappiness and negative emotions may in themselves be promotive of ill health (or at least
less promotive of good health).
Conversely, optimism and pessimism can
simply be justified responses to your situation. If, say, you want to be a great philosopher; a dull person may
realistically be pessimistic about his chances of accomplishing it; whereas, an intelligent, creative, expressive
person with a meditative leaning may realistically be more optimistic about it. As a simpler example, the person
who is dying and knows it, will probably be pessimistic, and reasonably so, about his longevity; whereas the person
who is young and healthy and knows it, will likely (reasonably) be optimistic about that. But this is perhaps beside
the point, since the comparison should be between similarly situated individuals, where the only varied element is
the optimism or pessimism. Of course a more intelligent person will more likely succeed as a philosopher, and will
probably be more optimistic about his chances of it. The comparison should be between two intelligent people, one
of whom is optimistic, the other pessimistic. . . .
I think many assume we can consciously
choose to be optimistic. An enumeration of optimism’s benefits sounds to me like an exhortation to the pessimist to
change his counterproductive ways and switch to optimism. I’m not sure the assumption is true. Probably, however, at
least within certain limits, in certain situations, some volitional change of attitude is possible. You may perhaps
realize, for example, that you’re in a downward spiral in which you’re being very unproductive, and you’re depressed
about it, and the depression (and its attendant loss of energy) is in turn exacerbating your lack of productivity. You
may also recognize that an element in the cycle (perhaps a component of the depression) is pessimism about your
ability to be productive, which pessimism may at least initially come from the simple correct observation that
you’ve been unproductive. (Perhaps this has something to do with the old saying, “The less you do, the less you
want to do.”) Realizing all this, you may consciously reverse the downward spiral by making a determined effort to
start to get a little more work done, to prove to yourself that you can be more productive, which may in turn
encourage you and make you more optimistic, less depressed, more ambitions and energetic, thus further improving
your productivity, and so forth. Like me, though, you may be susceptible to a certain snag that can occur in the
course of such recovery, which is that, noticing that you’re finally being productive, instead of gaining
encouragement and energy from that awareness to spur you to further enhanced levels of productiveness; the
healthy optimism becomes perverted into complacency, whereby you become so optimistic about your productivity
that you start to take it for granted, and think it will happen automatically, without your continued exertion, and
so you begin to work less vigorously. Working less hard reduces your productivity, which also renews pessimism and
depression, thus reversing the upward spiral. To counter this problem, simply apprehend when it may be happening,
and consciously resist it (continue to work diligently). But also realize that productivity inevitably fluctuates;
and when it starts to lag, don’t cease all activity in despair, but instead do what you can to foster its
resumption in future, as by doing the less gratifying but still important preparatory work.
Perhaps the flaw in thinking in this
connection is to believe that you can become optimistic, or more so, by instant mental decision alone. Realistically,
becoming more optimistic takes determination and work both inwardly and outwardly, by an interaction between
consciousness and overt striving to improve your life circumstances.
● Even though optimism cannot be acquired directly and
instantly by choice; yet many people may cause themselves some unnecessary misery in this regard. To appreciate
why, it’s useful to distinguish between specific and general optimism/pessimism. Specific optimism/pessimism
involves judgments about the probability or improbability of certain events; for example, whether someone will
recover from a particular illness. In contrast, general optimism/pessimism involves free-floating, broad attitudes
about, a sense of satisfaction or dissatisfaction with, life. Whereas the former (specific) is more or less objective,
testable, and judgeable as realistic or unrealistic; the latter (general) is essentially subjective.
As a further preface to this point,
consider the following. If we cannot say what makes life good, we can say what makes life better. And that’s
happiness. Most people would probably agree that, all else being equal, it’s better to be happy. For example,
to accomplish all your goals, to gain power, and be happy, is a better life than to achieve your goals and gain
power, but suffer. Because happiness is appreciated universally, regardless of circumstances, it may be considered
quasi intrinsically desirable.
I suspect that people with an intellectual
bent have a renitence to general optimism: they think optimism and pessimism are mutually exclusive, that you must be
either an optimist, or a pessimist. And they confuse general optimism with specific optimism, and sense that general
optimism somehow implies a belief that their own life will turn out well, in the sense of not dying, which they
reasonably disbelieve. And so intellectual pride impels them to (general) pessimism. But optimism and pessimism
are not mutually exclusive: you can be optimistic in some ways, pessimistic in others. Nor, again, is general
optimism inconsistent with death (which instead involves just specific pessimism). And there’s no sound reason
why you should feel that a life must be unending in order to be good . . . or in order to be happy. At times we
are happy. On such occasions, our knowledge that we will eventually die does not prevent our being happy, nor
does it occur to us that our good feeling is somehow illogical, contradictory of the fact of death. Rather, we
simply welcome feeling good. If we’re going to live, it only makes sense to seek to maximize the quality of our
experience, while we’re having it, however long or short that may be. Hence, given the a-rationality of general
optimism/pessimism (our freedom logically to feel either way); if—if—you had a choice between the two, would it
not be more rational, so to speak, to choose optimism?
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